Tagged with: QuashSubpoena


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    Posted on December 23rd, 2015 by

    SEC v. Forster, Case No. 15-246 (S.D. N.Y., December 7, 2015) is a case involving an SEC investigation into Defendant’s alleged violations of the Securities Act of 1933 and the Securities Exchange Act of 1934. During the case, the SEC subpoenaed Defendant for various documents, including communications; the subpoena did not indicate any specific items …

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